Commission Regulation (EC) No 1287/2006 of 10 August 2006 implementing Directive 2004/39/EC of the European Parliament and of the Council as regards record-keeping obligations for investment firms, transaction reporting, market transparency, admission of financial instruments to trading, and defined terms for the purposes of that Directive (Text with EEA relevance)
Basic information
Dates Date of document:
  • August 10, 2006
Date of publication:
  • --
Date of effect:
  • September 22, 2006
    • Entry into force - Date pub. + 20 See Art 41
  • June 1, 2007
    • Partial application - See Art 41
  • November 1, 2007
    • Partial application - See Art 41
Modified by
Modifies
Affected by case
Legal basis
EuroVoc Vocabulary
  • Freedom of establishment
  • Provision of services
  • Investment company
  • Financial transaction
  • Internal market - Principles
  • Information
  • Free movement of capital
  • Financial instrument
  • Administrative transparency
  • Stock exchanges and other securities markets
  • Financial legislation