(a) publication by a market operator operating a regulated market or by an investment firm or a market operator operating an MTF or an OTF of its decision to suspend or remove a financial instrument and, where relevant, related derivatives from trading or to lift a suspension; (b) communication of the decisions referred to in point (a) to the relevant competent authority; (c) publication by a competent authority of its decision to suspend trading or remove from trading a financial instrument and, where relevant, related derivatives or to lift a suspension; (d) communication by a competent authority to ESMA and other competent authorities of the decision to suspend trading or to remove from trading a financial instrument and, where relevant, related derivatives or to lift a suspension; (e) communication by a notified competent authority to ESMA and other competent authorities of its decision on whether to follow a decision as referred to in point (d).
Commission Implementing Regulation (EU) 2017/1005 of 15 June 2017 laying down implementing technical standards with regard to the format and timing of the communications and the publication of the suspension and removal of financial instruments pursuant to Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments (Text with EEA relevance. )
(a) a market operator operating a regulated market, an MTF or an OTF; (b) an investment firm operating an MTF or an OTF.
SYMBOL | DATA TYPE | DEFINITION |
---|---|---|
{ALPHANUM-n} | Up to n alphanumerical characters | Free text field. |
{COUNTRYCODE_2} | 2 alphanumerical characters | 2-letter country code, as defined by ISO 3166-1 alpha-2 country code |
{DATE_TIME_FORMAT} | ISO 8601 date and time format |
|
{ISIN} | 12 alphanumerical characters | ISIN code, as defined in ISO 6166 |
{LEI} | 20 alphanumerical characters | Legal entity identifier as defined in ISO 17442 |
{MIC} | 4 alphanumerical characters | Market identifier as defined in ISO 10383 |
FIELD | DETAILS TO BE REPORTED | FORMAT FOR REPORTING |
---|---|---|
Date and time of the publication / communication | Field to be populated with the date and time of the publication / communication. | {DATE_TIME_FORMAT} |
Action type | Field to be populated with the action type. | Suspension, removal, lifting of a suspension. |
Reasons for the action | Field to be populated with the reasons for the action | {ALPHANUM-350} |
Effective from | Field to be populated with the date and time from which the action is effective. | {DATE_TIME_FORMAT} |
Effective to | Field to be populated with the date and time until which the action is effective. | {DATE_TIME_FORMAT} |
Ongoing | Field to be populated with true if the action is ongoing or false otherwise. | |
Trading venue(s) | Field to be populated with the MIC or MICs of the trading venues(s) or segments thereof to which the action relates. | |
Issuer name | Field to be populated with the name of the issuer of the instrument to which the action relates. | {ALPHANUM-350} |
Issuer | Field to be populated with the LEI of the issuer of the instrument to which the action relates. | {LEI} |
Instrument identifier | Field to be populated with the ISIN of the instrument. | {ISIN} |
Instrument full name | Field to be populated with the name of the instrument. | {ALPHANUM-350} |
Related derivatives | Field to be populated with the ISINs of the related derivatives as specified in Commission Delegated Regulation (EU) 2017/569 | |
Other related instruments | Field to be populated with the ISINs of the related derivatives affected by the action. | |
Comments | Field to be populated with comments. | {ALPHANUM-350} |
FIELD | DETAILS TO BE REPORTED | FORMAT FOR REPORTING |
---|---|---|
Competent authority | Field to be populated with the acronym of the competent authority doing the publication / communication. | {ALPHANUM-10} |
Member State of the competent authority | Field to be populated with the country code of the Member State of the competent authority doing the publication / communication. | {COUNTRYCODE_2} |
Trading venue operator as initiator of the action |
| |
Date and time of the publication / communication | Field to be populated with the date and time of the publication / communication. | {DATE_TIME_FORMAT} |
Action type | Field to be populated with the action type. | Suspension, removal, lifting of a suspension. |
Reasons for the action | Field to be populated with the reasons for the action. | {ALPHANUM-350} |
Effective from | Field to be populated with the date and time from which the action is effective. | {DATE_TIME_FORMAT} |
Effective to | Field to be populated with the date and time until which the action is effective. | {DATE_TIME_FORMAT} |
Ongoing | Field to be populated with true if the action is ongoing or false otherwise. | |
Trading venue(s) | Field to be populated with the MIC or MICs of the trading venues(s) or segments thereof to which the action relates. | |
Issuer name | Field to be populated with the name of the issuer of the instrument to which the action relates. | {ALPHANUM-350} |
Issuer | Field to be populated with the LEI of the issuer of the instrument to which the action relates. | {LEI} |
Instrument identifier | Field to be populated with the ISIN of the instrument. | {ISIN} |
Instrument full name | Field to be populated with the name of the instrument. | {ALPHANUM-350} |
Related derivatives | Field to be populated with the ISINs of the related derivatives as specified in Delegated Regulation (EU) 2017/569, to which the action also relates. | |
Other related instruments | Field to be populated with the ISINs of the related derivatives affected by the action. | |
Comments | Field to be populated with comments. | {ALPHANUM-350} |
FIELD | DETAILS TO BE REPORTED | FORMAT FOR REPORTING |
---|---|---|
Competent authority | Field to be populated with the acronym of the competent authority that communicated the original action. | {ALPHANUM-10} |
Member State of the competent authority | Field to be populated with the country code of the Member State of the competent authority that communicated the original action. | {COUNTRYCODE_2} |
Competent authority initiating the current action | Field to be populated with the acronym of the competent authority following or not following the original action. | {ALPHANUM-10} |
Member State of the competent authority initiating the current action | Field to be populated with the country code of the Member State of the competent authority following or not following the original action. | {COUNTRYCODE_2} |
Original action type | Field to be populated with the type of the original action. | Suspension, removal, lifting of a suspension. |
Decision to follow, if applicable |
| |
Reasons for the decision not to follow a removal, suspension or lifting thereof, if applicable | Field to be populated with the reasons for the decision not to follow a removal, suspension or lifting thereof, if applicable. | {ALPHANUM-350} |
Date and time of the communication | Field to be populated with the date and time of the communication of the current action. | {DATE_TIME_FORMAT} |
Effective from | Field to be populated with the date and time from which the current action is effective. | {DATE_TIME_FORMAT} |
Effective to | Field to be populated with the date and time until which the current action is effective. | {DATE_TIME_FORMAT} |
Ongoing | Field to be populated with "true" if the action is ongoing, or "false" otherwise. | |
Trading venue(s) | Field to be populated with the MIC or MICs of the trading venues(s) or segments thereof to which the current action relates. | |
Issuer name | Field to be populated with the name of the issuer of the instrument to which the action relates. | {ALPHANUM-350} |
Issuer | Field to be populated with the LEI of the issuer of the instrument to which the action relates. | {LEI} |
Instrument identifier | Field to be populated with the ISIN of the instrument. | {ISIN} |
Instrument full name | Field to be populated with the name of the instrument. | {ALPHANUM-350} |
Related derivatives | Field to be populated with the ISINs of the related derivatives as specified in Delegated Regulation (EU) 2017/569, to which the action also relates. | |
Other related instruments | Field to be populated with the ISINs of the related derivatives affected by the action. | |
Comments | Field to be populated with comments. | {ALPHANUM-350} |