Regulation (EU) No 1257/2013 of the European Parliament and of the Council of 20 November 2013 on ship recycling and amending Regulation (EC) No 1013/2006 and Directive 2009/16/EC Text with EEA relevance
Modified by
- Decision (EU) 2018/853 of the European Parliament and of the Councilof 30 May 2018amending Regulation (EU) No 1257/2013 and Directives 94/63/EC and 2009/31/EC of the European Parliament and of the Council and Council Directives 86/278/EEC and 87/217/EEC as regards procedural rules in the field of environmental reporting and repealing Council Directive 91/692/EEC, 32018D0853, June 14, 2018
(a) any warships, naval auxiliary, or other ships owned or operated by a state and used, for the time being, only on government non-commercial service; (b) ships of less than 500 gross tonnage (GT); (c) ships operating throughout their life only in waters subject to the sovereignty or jurisdiction of the Member State whose flag the ship is flying.
(1) "ship" means a vessel of any type whatsoever operating or having operated in the marine environment, and includes submersibles, floating craft, floating platforms, self-elevating platforms, Floating Storage Units (FSUs), and Floating Production Storage and Offloading Units (FPSOs), as well as a vessel stripped of equipment or being towed; (2) "new ship" means a ship for which either: (a) the building contract is placed on or after the date of application of this Regulation; (b) in the absence of a building contract, the keel is laid or the ship is at a similar stage of construction six months after the date of application of this Regulation or thereafter; or (c) the delivery takes place thirty months after the date of application of this Regulation or thereafter;
(3) "tanker" means an oil tanker as defined in Annex I to the Convention for the Prevention of Pollution from Ships ("MARPOL Convention") or a Noxious Liquid Substances (NLS) tanker as defined in Annex II to that Convention; (4) "hazardous material" means any material or substance which is liable to create hazards to human health and/or the environment; (5) "operationally generated waste" means waste water and residues generated by the normal operation of ships subject to the requirements of the MARPOL Convention; (6) "ship recycling" means the activity of complete or partial dismantling of a ship at a ship recycling facility in order to recover components and materials for reprocessing, for preparation for re-use or for re-use, whilst ensuring the management of hazardous and other materials, and includes associated operations such as storage and treatment of components and materials on site, but not their further processing or disposal in separate facilities; (7) "ship recycling facility" means a defined area that is a yard or facility located in a Member State or in a third country and used for the recycling of ships; (8) "ship recycling company" means, the owner of the ship recycling facility or any other organisation or person who has assumed the responsibility for the operation of the ship recycling activity from the owner of the ship recycling facility; (9) "administration" means a governmental authority designated by a Member State as being responsible for duties related to ships flying its flag or to ships operating under its authority; (10) "recognised organisation" means an organisation recognised in accordance with Regulation (EC) No 391/2009 of the European Parliament and of the Council ;Regulation (EC) No 391/2009 of the European Parliament and of the Council of 23 April 2009 on common rules and standards for ship inspection and survey organisations (OJ L 131, 28.5.2009, p. 11 ).(11) "competent authority" means a governmental authority or authorities designated by a Member State or a third country as responsible for ship recycling facilities, within a specified geographical area or an area of expertise, relating to all operations within the jurisdiction of that state; (12) "gross tonnage" means the gross tonnage (GT) calculated in accordance with the tonnage measurement regulations contained in Annex I to the International Convention on Tonnage Measurement of Ships, 1969, or any successor convention; (13) "competent person" means a person with suitable qualifications, training, and sufficient knowledge, experience and skill, for the performance of the specific work; (14) "ship owner" means the natural or legal person registered as the owner of the ship, including the natural or legal person owning the ship for a limited period pending its sale or handover to a ship recycling facility, or, in the absence of registration, the natural or legal person owning the ship or any other organisation or person, such as the manager or the bareboat charterer, who has assumed the responsibility for operation of the ship from the owner of the ship, and the legal person operating a state-owned ship; (15) "new installation" means the installation of systems, equipment, insulation or other material on a ship after the date of application of this Regulation; (16) "ship recycling plan" means a plan developed by the operator of the ship recycling facility for each specific ship to be recycled under its responsibility taking into account the relevant IMO guidelines and resolutions; (17) "ship recycling facility plan" means a plan prepared by the operator of the ship recycling facility and adopted by the board or the appropriate governing body of the ship recycling company that describes the operational processes and procedures involved in ship recycling at the ship recycling facility and that covers in particular workers’ safety and training, protection of human health and the environment, roles and responsibilities of personnel, emergency preparedness and response, and systems for monitoring, reporting and record-keeping, taking into account the relevant IMO guidelines and resolutions; (18) "safe-for-entry" means a space that meets all of the following criteria: (a) the oxygen content of the atmosphere and the concentration of flammable vapours are within safe limits; (b) any toxic materials in the atmosphere are within permissible concentrations; (c) any residues or materials associated with the work authorised by the competent person will not produce uncontrolled release of toxic materials or an unsafe concentration of flammable vapours under existing atmospheric conditions while maintained as directed;
(19) "safe-for-hot work" means a space in which all of the following criteria are met: (a) safe, non-explosive conditions, including gas-free status, exist for the use of electric arc or gas welding equipment, cutting or burning equipment or other forms of naked flame, as well as heating, grinding, or spark-generating operations; (b) the safe-for-entry criteria set out in point 18 are met; (c) existing atmospheric conditions do not change as a result of the hot work; (d) all adjacent spaces have been cleaned, rendered inert or treated sufficiently to prevent the start or spread of fire;
(20) "statement of completion" means a confirmatory statement issued by the operator of the ship recycling facility that the ship recycling has been completed in accordance with this Regulation; (21) "inventory certificate" means a ship-specific certificate that is issued to ships flying the flag of a Member State in accordance with Article 9 and that is supplemented by an inventory of hazardous materials in accordance with Article 5; (22) "ready for recycling certificate" means a ship-specific certificate that is issued to ships flying the flag of a Member State in accordance with Article 9(9) and that is supplemented by an inventory of hazardous materials in accordance with Article 5(7) and the approved ship recycling plan in accordance with Article 7; (23) "statement of compliance" means a ship-specific certificate that is issued to ships flying the flag of a third country and that is supplemented by an inventory of hazardous materials in accordance with Article 12; (24) "light displacement tonnes (LDT)" means the weight of a ship in tonnes without cargo, fuel, lubricating oil in storage tanks, ballast water, fresh water, feedwater, consumable stores, passengers and crew and their effects and it is the sum of the weight of the hull, structure, machinery, equipment and fittings of the ship.
(a) "waste", "hazardous waste", "treatment" and "waste management" have the same meaning as in Article 3 of Directive 2008/98/EC; (b) "site inspection" means an inspection of the ship recycling facility assessing whether the conditions on site are consistent with those described in any relevant documentation provided; (c) "worker" means any person who performs work, either regularly or temporarily, in the context of an employment relationship, including the personnel working for contractors and subcontractors; (d) "environmentally sound management" means taking all practicable steps to ensure that waste and hazardous materials are managed in a manner which protects human health and the environment against the adverse effects which may result from such materials and waste.
(a) be specific to each ship; (b) provide evidence that the ship complies with the prohibition or restrictions on installing or using hazardous materials in accordance with Article 4; (c) be compiled taking into account the relevant IMO guidelines; (d) be verified either by the administration or a recognised organisation authorised by it.
(a) a list of hazardous materials referred to in Annexes I and II, in accordance with the provisions of paragraphs 1 and 2 of this Article, and contained in the structure or equipment of the ship, with an indication of their location and approximate quantities (Part I); (b) a list of the operationally generated waste present on board the ship (Part II); (c) a list of the stores present on board the ship (Part III).
(a) provide the operator of the ship recycling facility with all ship-relevant information, necessary for the development of the ship recycling plan set out in Article 7; (b) notify in writing the relevant administration, within a timeframe to be determined by that administration, of the intention to recycle the ship in a specified ship recycling facility or facilities. The notification shall include at least: (i) the inventory of hazardous materials; and (ii) all ship-relevant information provided under point (a).
(a) are only recycled at ship recycling facilities that are included in the European List; (b) conduct operations in the period prior to entering the ship recycling facility in such a way as to minimise the amount of cargo residues, remaining fuel oil, and ship generated waste remaining on board; (c) hold a ready for recycling certificate issued by the administration or a recognised organisation authorised by it prior to any recycling of the ship and after the receipt of the ship recycling plan approved in accordance with Article 7(3).
(a) be developed by the operator of the ship recycling facility in accordance with the relevant provisions of the Hong Kong Convention and taking into account the relevant IMO guidelines and the ship-relevant information provided by the ship owner in accordance with Article 6(1)(a) so that its contents are consistent with the information contained in the inventory of hazardous materials; (b) clarify whether and to what extent any preparatory work, such as pre-treatment, identification of potential hazards and removal of stores, is to take place at a location other than the ship recycling facility identified in the ship recycling plan. The ship recycling plan should include the location where the ship will be placed during recycling operations and a concise plan for the arrival and safe placement of the specific ship to be recycled; (c) include information concerning the establishment, maintenance and monitoring of the safe-for-entry and safe-for-hot work conditions for the specific ship, taking into account features such as its structure, configuration and previous cargo, and other necessary information on how the ship recycling plan is to be implemented; (d) include information on the type and amount of hazardous materials and of waste to be generated by the recycling of the specific ship, including the materials and the waste identified in the inventory of hazardous materials, and on how they will be managed and stored in the ship recycling facility as well as in subsequent facilities; and (e) be prepared separately, in principle, for each ship recycling facility involved where more than one ship recycling facility is to be used, and identify the order of use and the authorised activities that will occur at those facilities.
(i) the date on which the ship was registered within the State whose flag it flies; (ii) the ship’s identification number (IMO number); (iii) the hull number on new-building delivery; (iv) the name and type of the ship; (v) the port at which the ship is registered; (vi) the name and address of the ship owner as well as the IMO registered owner identification number; (vii) the name and address of the company; (viii) the name of any classification societies with which the ship is classed; (ix) the ship’s main particulars (Length overall (LOA), Breadth (Moulded), Depth (Moulded), LDT, Gross and Net tonnage, and engine type and rating).
require a ship that they survey to comply with this Regulation; and carry out surveys if requested by the appropriate authorities of a Member State.
(a) an initial survey; (b) a renewal survey; (c) an additional survey; (d) a final survey.
(a) the inventory of hazardous materials complies with the requirements of Article 5; (b) the ship recycling plan properly reflects the information contained in the inventory of hazardous materials and complies with the requirements of Article 7; (c) the ship recycling facility where the ship is to be recycled is included in the European List.
(a) in the three month period before the expiry date of the existing inventory certificate, and the new certificate shall be valid from the date of completion of the renewal survey to a date not exceeding five years from the date of expiry of the existing one; (b) after the expiry date of the existing inventory certificate, and the new certificate shall be valid from the date of completion of the renewal survey to a date not exceeding five years from the date of expiry of the existing one; (c) more than three months before the expiry date of the existing inventory certificate, and the new certificate shall be valid from the date of completion of the renewal survey to a date not exceeding five years from the date of completion of the renewal survey.
(a) if the condition of the ship does not correspond substantially with the particulars of that inventory certificate, including where Part I of the inventory of hazardous materials has not been properly maintained and updated, reflecting changes in ship structure and equipment, taking into account the relevant IMO guidelines; (b) where the renewal survey is not completed within the intervals specified in Article 8(5).
(a) the condition of the ship or its equipment does not correspond substantially with the particulars of that certificate, Part I of the inventory of hazardous materials, or both; or (b) there is no procedure implemented on board the ship for the maintenance of Part I of the inventory of hazardous materials.
(a) it is authorised by its competent authorities to conduct ship recycling operations; (b) it is designed, constructed and operated in a safe and environmentally sound manner; (c) it operates from built structures; (d) it establishes management and monitoring systems, procedures and techniques which have the purpose of preventing, reducing, minimising and to the extent practicable eliminating: (i) health risks to the workers concerned and to the population in the vicinity of the ship recycling facility, and (ii) adverse effects on the environment caused by ship recycling;
(e) it prepares a ship recycling facility plan; (f) it prevents adverse effects on human health and the environment, including the demonstration of the control of any leakage, in particular in intertidal zones; (g) it ensures safe and environmentally sound management and storage of hazardous materials and waste, including: (i) the containment of all hazardous materials present on board during the entire ship recycling process so as to prevent any release of those materials into the environment; and in addition, the handling of hazardous materials, and of waste generated during the ship recycling process, only on impermeable floors with effective drainage systems; (ii) that all waste generated from the ship recycling activity and their quantities are documented and are only transferred to waste management facilities, including waste recycling facilities, authorised to deal with their treatment without endangering human health and in an environmentally sound manner;
(h) it establishes and maintain an emergency preparedness and response plan; ensures rapid access for emergency response equipment, such as fire-fighting equipment and vehicles, ambulances and cranes, to the ship and all areas of the ship recycling facility; (i) it provides for worker safety and training, including ensuring the use of personal protective equipment for operations requiring such use; (j) it establishes records on incidents, accidents, occupational diseases and chronic effects and, if requested by its competent authorities, reports any incidents, accidents, occupational diseases or chronic effects causing, or with the potential for causing, risks to workers’ safety, human health and the environment; (k) it agrees to comply with the requirements of paragraph 2.
(a) send the ship recycling plan, once approved in accordance with Article 7(3), to the ship owner and the administration or a recognised organisation authorised by it; (b) report to the administration that the ship recycling facility is ready in every respect to start the recycling of the ship; (c) when the total or partial recycling of a ship is completed in accordance with this Regulation, within 14 days of the date of the total or partial recycling in accordance with the ship recycling plan, send a statement of completion to the administration which issued the ready for recycling certificate for the ship. The statement of completion shall include a report on incidents and accidents damaging human health and/or the environment, if any.
(a) the report required by point (b) of paragraph 2 of this Article to ensure it is consistent with Appendix 6 to the Hong Kong Convention; and (b) the statement required by point (c) of paragraph 2 of this Article to ensure it is consistent with Appendix 7 to the Hong Kong Convention.
(a) identify the permit, license or authorisation granted by its competent authorities to conduct the ship recycling and, where relevant, the permit, license or authorisation granted by the competent authorities to all its contractors and sub-contractors directly involved in the process of ship recycling and specify all information referred to in Article 16(2); (b) indicate whether the ship recycling plan will be approved by the competent authority through a tacit or explicit procedure, specifying the review period relating to tacit approval, in accordance with national requirements, where applicable; (c) confirm that it will only accept a ship flying the flag of a Member State for recycling in accordance with this Regulation; (d) provide evidence that the ship recycling facility is capable of establishing, maintaining and monitoring of the safe-for-hot work and safe-for-entry criteria throughout the ship recycling process; (e) attach a map of the boundary of the ship recycling facility and the location of ship recycling operations within it; (f) for each hazardous material referred to in Annex I and additional hazardous material which might be part of the structure of a ship, specify: (i) whether the ship recycling facility is authorised to carry out the removal of the hazardous material. Where it is so authorised, the relevant personnel authorised to carry out the removal shall be identified and evidence of their competence shall be provided; (ii) which waste management process will be applied within or outside the ship recycling facility such as incineration, landfilling or another waste treatment method, the name and address of the waste treatment facility if different from that of the ship recycling facility, and provide evidence that the applied process will be carried out without endangering human health and in an environmentally sound manner;
(g) confirm that the company adopted a ship recycling facility plan, taking into account the relevant IMO guidelines; (h) provide the information necessary to identify the ship recycling facility.
(a) the evidence that it has provided is complete and up-to-date; (b) the ship recycling facility continues and will continue to comply with the requirements of Article 13.
(a) are located in the Union and have been notified by the Member States in accordance with Article 14(3); (b) are located in a third country and whose inclusion is based on an assessment of the information and supporting evidence provided or gathered in accordance with Article 15.
(a) the method of recycling; (b) the type and size of ships that can be recycled; (c) any limitation and conditions under which the ship recycling facility operates, including as regards hazardous waste management; (d) details on the explicit or tacit procedure, as referred to in Article 7(3), for the approval of the ship recycling plan by the competent authority; (e) the maximum annual ship recycling output.
(a) include a ship recycling facility in the European List where: (i) it has been authorised in accordance with Article 14; or (ii) its inclusion in the European List is decided in accordance with paragraph 1(b) of this Article;
(b) remove a ship recycling facility from the European List where: (i) the ship recycling facility ceases to comply with the requirements set out in Article 13; or (ii) the updated evidence is not provided at least three months prior to expiry of the five-year period as set out in paragraph 3 of this Article.
(a) a list of the ships flying its flag to which a ready for recycling certificate has been issued, and the name of the ship recycling company and the location of the ship recycling facility as shown in the ready for recycling certificate; (b) a list of the ships flying its flag for which a statement of completion has been received; (c) information regarding illegal ship recycling, penalties and follow-up actions undertaken by the Member State.
"(i) ships flying the flag of a Member State falling under the scope of Regulation (EU) No 1257/2013 of the European Parliament and of the Council .Regulation (EU) No 1257/2013 of the European Parliament and of the Council of 20 November 2013 on ship recycling and amending Regulation (EC) No 1013/2006 and Directive 2009/16/EC (OJ L 330, 10.12.2013, p. 1 .)."
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"49. A certificate on the inventory of hazardous materials or a statement of compliance as applicable pursuant to Regulation (EU) No 1257/2013 of the European Parliament and of the Council .Regulation (EU) No 1257/2013 of the European Parliament and of the Council of 20 November 2013 on ship recycling and amending Regulation (EC) No 1013/2006 and Directive 2009/16/EC (OJ L 330, 10.12.2013, p. 1 )."
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(a) 6 months after the date that the combined maximum annual ship recycling output of the ship recycling facilities included in the European List constitutes not less than 2,5 million light displacement tonnes (LDT). The annual ship recycling output of a ship recycling facility is calculated as the sum of the weight of ships expressed in LDT that have been recycled in a given year in that facility. The maximum annual ship recycling output is determined by selecting the highest value occurring in the preceding 10-year period for each ship recycling facility, or, in the case of a newly authorised ship recycling facility, the highest annual value achieved at that facility; or (b) on 31 December 2018 .
(a) Article 2, the second subparagraph of Article 5(2), Articles 13, 14, 15, 16, 25 and 26 from 31 December 2014 ;(b) the first and third subparagraphs of Article 5(2) and Article 12(1) and (8) from 31 December 2020 .
Hazardous Material | Definitions | Control measures |
---|---|---|
Asbestos | Materials containing asbestos | For all ships, new installation of materials which contain asbestos shall be prohibited. |
Ozone-depleting substances |
| New installations which contain ozone-depleting substances shall be prohibited on all ships. |
Polychlorinated biphenyls (PCB) | "Polychlorinated biphenyls" means aromatic compounds formed in such a manner that the hydrogen atoms on the biphenyl molecule (two benzene rings bonded together by a single carbon-carbon bond) may be replaced by up to ten chlorine atoms | For all ships, new installation of materials which contain Polychlorinated biphenyls shall be prohibited. |
Perfluorooctane sulfonic acid (PFOS) | "perfluorooctane sulfonic acid" (PFOS) means perfluorooctane sulfonic acid and its derivatives | New installations which contain perfluorooctane sulfonic acid (PFOS) and its derivatives shall be prohibited in accordance with Regulation (EC) No 850/2004 of the European Parliament and of the Council |
Anti-fouling compounds and systems | Anti-fouling compounds and systems regulated under Annex I to the International Convention on the Control of Harmful Anti-fouling Systems on Ships, 2001 (AFS Convention) in force at the time of application or interpretation of this Annex. |
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1. Any hazardous materials listed in Annex I 2. Cadmium and Cadmium Compounds 3. Hexavalent Chromium and Hexavalent Chromium Compounds 4. Lead and Lead Compounds 5. Mercury and Mercury Compounds 6. Polybrominated Biphenyl (PBBs) 7. Polybrominated Diphenyl Ethers (PBDEs) 8. Polychlorinated Naphthalenes (more than 3 chlorine atoms) 9. Radioactive Substances 10. Certain Shortchain Chlorinated Paraffins (Alkanes, C10-C13, chloro) 11. Brominated Flame Retardant (HBCDD)