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Regulation (EU) No 1071/2013 of the European Central Bank of 24 September 2013 concerning the balance sheet of the monetary financial institutions sector (recast) (ECB/2013/33)

Corrected by

Corrigendum to Regulation (EU) No 1071/2013 of the European Central Bank of 24 September 2013 concerning the balance sheet of the monetary financial institutions sector (ECB/2013/33)(Official Journal of the European Union L 297 of 7 November 2013)On page 14, Annex I, Part 2, Table 1 "Monthly stocks" is replaced as follows:Table 1Monthly stocksCells marked with an * are used in the calculation of the reserve base. With respect to debt securities, credit institutions will either present proof of liabilities to be excluded from the reserve base or apply a standardised deduction of a fixed percentage specified by the ECB. Patterned cells are reported solely by credit institutions subject to reserve requirements (RRs). See also special rules on the application of minimum reserves in Annex III.The reporting of this item is voluntary until further notice.Data under this item may be subject to different statistical collection procedures, as decided by an NCB in accordance with the rules contained in Part 2 of Annex I.Central counterparties.(5)Sole proprietorships/partnerships without legal status.

BALANCE SHEET ITEMS	A.Domestic																	B.Euro area other than domestic																	C.Rest of the world			D.Total
	Total	MFIs					Non-MFIs											Total	MFIs					Non-MFIs											Total	Banks	Non-Banks
			of which: Central Bank (S1.121)	of which: Deposit-taking corporations except the central bank (S1.122)		of which: credit institutions subject to RRs, ECB and NCBs	General government (S.13)		Other resident sectors											of which: Central Bank (S1.121)	of which: Deposit-taking corporations except the central bank (S1.122)		of which: credit institutions subject to RRs, ECB and NCBs	General government (S.13)		Other resident sectors
					of which: Credit institutions		Central Government (S. 1311)	Other general government	Total	Non-MMF investment funds (S.124)	Other financial intermediaries + financial auxiliaries + captive financial institutions and money lenders (S.125+S.126+S.127)			Insurance corporations (S.128)	Pension funds (S.129)	Non-financial corporations (S.11)	Households + non-profit institutions serving households (S.14+S.15)					of which: Credit institutions		Central Government (S. 1311)	Other general government	Total	Non-MMF investment funds (S.124)	Other financial intermediaries + financial auxiliaries + captive financial institutions and money lenders (S.125+S.126+S.127)			Insurance corporations (S.128)	Pension funds (S.129)	Non-financial corporations (S.11)	Households + non-profit institutions serving households (S.14+S.15)
							Central Government (S. 1311)	Other general government	Total			of which: CCP	of which: FVCs											Central Government (S. 1311)	Other general government	Total			of which: CCP	of which: FVCs
		(a)				(b)	(c)	(d)	(e)			of which: CCP	of which: FVCs						(f)				(g)	(h)	(i)	(j)			of which: CCP	of which: FVCs					(k)			(l)
LIABILITIES
8Currency in circulation
9Deposits		*				*	*												*				*	*											*
up to 1 year
over 1 year
of which: intra-group positions
of which: Transferable deposits
of which: up to 2 years
of which: syndicated loans
9eEuro		*				*													*				*
9.1eOvernight								*	*																*	*
of which: Transferable deposit
9.2eWith agreed maturity
up to 1 year								*	*																*	*
over 1 and up to 2 years								*	*																*	*
over 2 years		*				*	*	*	*										*				*	*	*	*									*
9.3eRedeemable at notice
up to 3 months								*	*																*	*
over 3 months								*	*																*	*
of which: over 2 years		*				*	*	*	*										*				*	*	*	*									*
9.4eRepos		*				*	*	*	*										*				*	*	*	*									*
9xForeign currencies
9.1xOvernight								*	*																*	*
9.2xWith agreed maturity
up to 1 year								*	*																*	*
over 1 and up to 2 years								*	*																*	*
over 2 years		*				*	*	*	*										*				*	*	*	*									*
9.3xRedeemable at notice
up to 3 months								*	*																*	*
over 3 months								*	*																*	*
of which: over 2 years		*				*	*	*	*										*				*	*	*	*									*
9.4xRepos		*				*	*	*	*										*				*	*	*	*									*
10MMFs shares/units
11Debt securities issued
11eEuro
up to 1 year																																						*
over 1 and up to 2 years																																						*
of which: up to 2 years and nominal capital guarantee below 100%
over 2 years																																						*
11xForeign currencies
up to 1 year																																						*
over 1 and up to 2 years																																						*
of which: up to 2 years and nominal capital guarantee below 100%
over 2 years																																						*
12Capital and reserves
13Remaining liabilities

BALANCE SHEET ITEMS	A.Domestic																	B.Euro area other than domestic
	MFIs			Non-MFIs														MFIs			Non-MFIs
		of which: Central Bank (S.121)	of which: Deposit-taking corporations except the central bank (S.122)	General government (S.13)	Other resident sectors														of which: Central Bank (S. 121)	of which: Deposit-taking corporations except the central bank (S. 122)	General government (S. 13)	Other resident sectors
					Total	Non-MMF investment funds (S.124)	Other financial intermediaries + financial auxiliaries + captive financial institutions and money lenders (S.125+S.126+S.127)			Insurance corporations (S.128)	Pension funds (S.129)	Non-financial corporations (S.11)	Households + non-profit institutions serving households (S.14+S.15)									Total	Non-MMF investment funds (S. 124)	Other financial intermediaries + financial auxiliaries + captive financial institutions and money lenders (S.125+S.126+S.127)			Insurance corporations (S. 128)	Pension funds (S. 129)	Non-financial corporations (S. 11)	Households + non-profit institutions serving households (S. 14+S. 15)
								of which: CCP	of which: FVCs				Total	Credit for consumption	Lending for house purchase	Other lending									of which: CCP	of which: FVCs				Total	Credit for consumption	Lending for house purchase	Other lending
								of which: CCP	of which: FVCs				Total	Credit for consumption	Lending for house purchase		of which: SP/P								of which: CCP	of which: FVCs				Total	Credit for consumption	Lending for house purchase		of which: SP/P
ASSETS
1Cash
1eof which: euro
2Loans
up to 1 year
over 1 year and up to 5 years
over 5 years
of which: intra-group positions
of which: syndicated loans
of which: reverse repos
2eof which: euro
of which: revolving loans and overdrafts
of which: convenience credit card credit
of which: extended credit card credit
3Debt securities held
3eEuro
up to 1 year
over 1 and up to 2 years
over 2 years
3xForeign currencies
up to 1 year
over 1 and up to 2 years
over 2 years
4Equity
5Investment fund shares/units
MMF shares/units
Non-MMF investment fund shares/units
6Non-financial assets (including fixed assets)
7Remaining assets

On pages 17 to 19, Annex I, Part 3, Table 2 "Quarterly stocks (Sector breakdown)", Table 3 "Quarterly stocks (Country breakdown)" and Table 4 "Quarterly stocks (Currency breakdown)" are replaced as follows:Table 2Quarterly stocks (Sector breakdown)

M	Monthly data requirements, see Table 1.

BALANCE SHEET ITEMSA.DomesticB.Euro area other than domesticC.Rest of the worldD.TotalMFINon-MFIsMFINon-MFIsTotalTotalGeneral government (S.13)Other resident sectorsTotalGeneral government (S.13)Other resident sectorsBanksNon-banksTotalCentral government (S.1311)Other general governmentTotalNon-MMF investment funds (S.124)Other financial intermediaries + financial auxiliaries + captive financial institutions and money lenders (S.125+S.126+S.127)Insurance corporations (S.128)Pension funds (S.129)Non-financial corporations (S.11)Households + non-profit institutions serving households (S.14+S.15)TotalCentral government (S.1311)Other general governmentTotalNon-MMF investment funds (S.124)Other financial intermediaries + financial auxiliaries + captive financial institutions and money lenders (S.125+S.126+S.127)Insurance corporations (S.128)Pension funds (S.129)Non-financial corporations (S.11)Households + non-profit institutions serving households (S.14+S.15)General governmentOther resident sectorsTotalState government (S.1312)Local government (S.1313)Social security funds (S.1314)TotalCredit for consumptionLending for house purchaseOther lendingTotalState government (S.1312)Local government (S.1313)Social security funds (S.1314)TotalCredit for consumptionLending for house purchaseOther lendingReal estate collateralReal estate collateralReal estate collateralReal estate collateralReal estate collateralReal estate collateralReal estate collateralReal estate collateralLIABILITIES8.Currency in circulation9.DepositsMMM9.1.OvernightMMMMMMMMMMMMMMMM9.2.With agreed maturityMMMMMMMMMMMMMMMM9.3.Redeemable at noticeMMMMMMMMMMMMMMMM9.4.ReposMMMMMMMMMMMMMMMM10.MMFs shares/units11.Debt securities issued12.Capital and reserves13.Remaining liabilitiesof which: financial derivativesof which: accrued interest on depositsASSETS1.Cash2.LoansMMMMMup to 1 yearMMMMMMMMMMMMover 1 and up to 5 yearsMMMMMMMMMMMMover 5 yearsMMMMMMMMMMMM2eEuroLoans with original maturity over 1 yearof which: Loans with remaining maturity of less than or equal to 1 yearof which: Loans with remaining maturity over 1 year and with interest rate reset in the next 12 monthsLoans with original maturity over 2 yearsof which: Loans with remaining maturity of less than or equal to 2 years3.Debt securities heldMMMMMup to 1 yearover 1 year4.EquityMMM5.Investment fund shares/unitsMMFs shares/unitsNon-MMF investment fund shares/units6.Non-financial assets (including fixed assets)7.Remaining assetsof which: financial derivativesof which: accrued interest on loansTable 3Quarterly stocks (Country breakdown)Data should be separately identified for the European Investment Bank and the European Stability Mechanism with reference to the applicable sector classification.

BALANCE SHEET ITEMS	EU			Rest of the world (excluding EU)
BALANCE SHEET ITEMS	Other euro area Member State	Non-euro area Member State	Selected EU institutions	Rest of the world (excluding EU)
LIABILITIES
8.Currency in circulation
9.Deposits
from MFIs
from non-MFIs
general government
other financial intermediaries + financial auxiliaries + captive financial institutions and money lenders
insurance corporations
pension funds
non-MMF investment funds
non-financial corporations
households + non-profit institutions serving households
10.Debt securities issued
11.MMF shares/units
12.Capital and reserves
13.Remaining liabilities
ASSETS
1.Cash
2.Loans
to MFIs
to non-MFIs
general government
other financial intermediaries + financial auxiliaries + captive financial institutions and money lenders
insurance corporations
pension funds
non-MMF investment funds
non-financial corporations
households + non-profit institutions serving households
3.Debt securities held
issued by MFIs
up to 1 year
over 1 year and up to 2 years
over 2 years
issued by non-MFIs
4.Equity
5.Investment fund shares/units
MMF shares/units
Non-MMF investment fund shares/units
6.Non-financial assets (including fixed assets)
7.Remaining assets

Table 4Quarterly stocks (Currency breakdown)

M	Monthly data requirements, see Table 1.

Q	Quarterly data requirements, see Table 2.

BALANCE SHEET ITEMSAll currencies combinedEuroEU currencies other than euroCurrencies other than EU Member State currencies combinedTotalOther EU Member State currencyGBPTotalUSDJPYCHFRemaining currencies combinedLIABILITIES9.DepositsA.Domesticfrom MFIsMMfrom non-MFIsMB.Euro area other than domesticfrom MFIsMMfrom non-MFIsMC.Rest of the worldup to 1 yearMover 1 yearMfrom banksQfrom non-banksQ10.Debt securities issuedMMASSETS2.LoansA.Domesticto MFIsMto non-MFIsMMB.Euro area other than domesticto MFIsMto non-MFIsMMC.Rest of the worldup to 1 yearMover 1 yearMto banksQto non-banksQ3.Debt securities heldA.Domesticissued by MFIsMMissued by non-MFIsMMB.Euro area other than domesticissued by MFIsMMIssued by non-MFIsMMC.Rest of the worldissued by banksQissued by non-banksQOn page 20, Annex I, Part 4, Table 1A "Monthly revaluation adjustments" is replaced as follows:Table 1AMonthly revaluation adjustmentsSeries marked with the word "MINIMUM" are reported by MFIs. NCBs may extend this requirement also to cover the series marked as blank cells (i.e. not containing the word "MINIMUM").Blank cells and MINIMUM cells are reported by the NCB to the ECB.The blank cells with a star on the liability side are assumed to be zero unless there is evidence to the contrary.NCBs may request MFIs to report this item on a quarterly basis instead of monthly.Sole proprietorships/partnerships without legal status.

BALANCE SHEET ITEMS	A.Domestic																	B.Euro area other than domestic																	C.Rest of the world			D.Total
	Total	MFIs					Non-MFIs											Total	MFIs					Non-MFIs											Total	Banks	Non-Banks
			of which: Central Bank (S.121)	of which: Deposit-taking corporations except the central bank (S.122)		of which: credit institutions subject to RRs, ECB and NCBs	General government (S.13)		Other resident sectors											of which: Central Bank (S.121)	of which: Deposit-taking corporations except the central bank (S.122)		of which: credit institutions subject to RRs, ECB and NCBs	General government (S.13)		Other resident sectors
					of which: Credit institutions		Central Government (S.1311)	Other general government	Total	Non-MMF investment funds (S.124)	Other financial intermediaries + financial auxiliaries + captive financial institutions and money lenders (S.125+S.126+S.127)			Insurance corporations (S.128)	Pension funds (S.129)	Non-financial corporations (S.11)	Households + non-profit institutions serving households (S.14+S.15)					of which: Credit institutions		Central Government (S.1311)	Other general government	Total	Non-MMF investment funds (S.124)	Other financial intermediaries + financial auxiliaries + captive financial institutions and money lenders (S.125+S.126+S.127)			Insurance corporations (S.128)	Pension funds (S.129)	Non-financial corporations (S.11)	Households + non-profit institutions serving households (S.14+S.15)
							Central Government (S.1311)	Other general government	Total			of which: CCP	of which: FVCs											Central Government (S.1311)	Other general government	Total			of which: CCP	of which: FVCs
		(a)				(b)	(c)	(d)	(e)			of which: CCP	of which: FVCs						(f)				(g)	(h)	(i)	(j)			of which: CCP	of which: FVCs					(k)			(l)
LIABILITIES
8Currency in circulation
9Deposits
up to 1 year
over 1 year
of which: intra-group positions
of which: Transferable deposits
of which: up to 2 years
of which: syndicated loans
9eEuro
9.1eOvernight
of which: Transferable deposits
9.2eWith agreed maturity
up to 1 year
over 1 and up to 2 years
over 2 years
9.3eRedeemable at notice
up to 3 months
over 3 months
of which: over 2 years
9.4eRepos
9xForeign currencies
9.1xOvernight
9.2xWith agreed maturity
up to 1 year
over 1 and up to 2 years
over 2 years
9.3xRedeemable at notice
up to 3 months
over 3 months
of which: over 2 years
9.4xRepos
10MMFs shares/units	*																	*																	*			* MINIMUM
11Debt securities issued
11eEuro
up to 1 year																																						*
over 1 and up to 2 years																																						*
of which: up to 2 years and nominal capital guarantee below 100%																																						*
over 2 years																																						*
11xForeign currencies
up to 1 year																																						*
over 1 and up to 2 years																																						*
of which: up to 2 years and nominal capital guarantee below 100%																																						*
over 2 years																																						*
12Capital and reserves
13Remaining liabilities

BALANCE SHEET ITEMS	A.Domestic																	B.Euro area other than domestic																	C.Rest of the world
	MFIs			Non-MFIs														MFIs			Non-MFIs
		of which: Central Bank (S.121)	of which: Deposit-taking corporations except the central bank (S.122)	General government (S.13)	Other resident sectors														of which: Central Bank (S.121)	of which: Deposit-taking corporations except the central bank (S.122)	General government (S.13)	Other resident sectors
					Total	Non-MMF investment funds (S.124)	Other financial intermediaries + financial auxiliaries + captive financial institutions and money lenders (S.125+S.126+S.127)			Insurance corporations (S.128)	Pension funds (S.129)	Non-financial corporations (S.11)	Households + non-profit institutions serving households (S.14+S.15)									Total	Non-MMF investment funds (S.124)	Other financial intermediaries + financial auxiliaries + captive financial institutions and money lenders (S.125+S.126+S.127)			Insurance corporations (S.128)	Pension funds (S.129)	Non-financial corporations (S.11)	Households + non-profit institutions serving households (S.14+S.15)
								of which: CCP	of which: FVCs				Total	Credit for consumption	Lending for house purchase	Other lending									of which: CCP	of which: FVCs				Total	Credit for consumption	Lending for house purchase	Other lending
								of which: CCP	of which: FVCs				Total	Credit for consumption	Lending for house purchase		of which: SP/P								of which: CCP	of which: FVCs				Total	Credit for consumption	Lending for house purchase		of which: SP/P
ASSETS
1Cash
1eof which: euro
2Loans	MINIMUM			MINIMUM		MINIMUM	MINIMUM		MINIMUM	MINIMUM	MINIMUM	MINIMUM		MINIMUM	MINIMUM	MINIMUM	MINIMUM	MINIMUM			MINIMUM		MINIMUM	MINIMUM		MINIMUM	MINIMUM	MINIMUM	MINIMUM		MINIMUM	MINIMUM	MINIMUM	MINIMUM	MINIMUM
up to 1 year
over 1 year and up to 5 years
over 5 years
of which: intra-group positions
of which: syndicated loans	MINIMUM			MINIMUM	MINIMUM							MINIMUM						MINIMUM			MINIMUM	MINIMUM							MINIMUM
of which: reverse repos
2eof which: euro
of which: revolving loans and overdrafts
of which: convenience credit card credit
of which: extended credit card credit
3Debt securities held									MINIMUM																	MINIMUM									MINIMUM
of which: over 2 years	MINIMUM			MINIMUM	MINIMUM													MINIMUM			MINIMUM	MINIMUM													MINIMUM
3eEuro
up to 1 year
over 1 and up to 2 years
over 2 years
3xForeign currencies
up to 1 year
over 1 and up to 2 years
over 2 years
4Equity	MINIMUM				MINIMUM													MINIMUM				MINIMUM													MINIMUM
5Investment fund shares/units
MMF shares/units	MINIMUM																	MINIMUM																	MINIMUM
Non-MMF investment fund shares/units						MINIMUM																	MINIMUM												MINIMUM
6Non-financial assets (including fixed assets)
7Remaining assets

On page 22, Annex I, Part 5, point 2.2, the introductory sentence is replaced as follows:"The items referred to in Section 2.1 are allocated to Parts 1 and 2 of Table 5 as follows:";On page 23, Annex I, Part 5, point 5.2 is replaced as follows:"5.2.MFIs to which the derogation in Article 9(4) applies report the end-of-quarter amounts outstanding of the loans disposed of by means of a securitisation that have been subject to derecognition but are still recognised on the financial statements in accordance with Part 5 of Table 5.";On pages 24 and 25, Annex I, Part 5, Table 5a "Securitisations and other loan transfers: monthly data" and Table 5b "Securitisations and other loan transfers: quarterly data" are replaced as follows:Data under this item may be subject to different statistical collection procedures, as decided by an NCB in accordance with the rules contained in Section 3 of Part 5 of Annex I.This item required at quarterly frequency only, see Table 5(b) for the reporting scheme.Regarding the reporting obligation referred to in Section 5.2 of Part 5 of Annex I, only the row "Total" is reported, and only at quarterly frequency.Sole proprietorships/partnerships without legal status.Table 5aSecuritisations and other loan transfers: monthly data

BALANCE SHEET ITEMS	A.Domestic										B.Euro area other than domestic
	MFIs	Non-MFIs									MFIs	Non-MFIs
		General government (S.13)		Other resident sectors								General government (S.13)		Other resident sectors
		Total	Other general government (S.1312+S.1313+S.1314)	Total	Non-MMF investment funds (S.124)	Other financial intermediaries + financial auxiliaries + captive financial institutions and money lenders (S.125+S.126+S.127)	Insurance corporations (S.128)	Pension funds (S.129)	Non-financial corporations (S.11)	Households + non-profit institutions serving households (S.14+S.15)		Total	Other general government (S.1312+S.1313+S.1314)	Total	Non-MMF investment funds (S.124)	Other financial intermediaries + financial auxiliaries + captive financial institutions and money lenders (S.125+S.126+S.127)	Insurance corporations (S.128)	Pension funds (S.129)	Non-financial corporations (S.11)	Households + non-profit institutions serving households (S.14+S.15)
1.Net flows of loans securitised or otherwise transferred: transactions with impact on reported loan stocks calculated as disposals minus acquisitions
1.1Counterparty in the transfer is an FVC
1.1.1of which: counterparty in the transfer is a euro area FVC
1.2other counterparties in the transfer
1.2.1of which: counterparty in the transfer is a non-domestic euro area MFI
2.Net flows of loans securitised or otherwise transferred: transactions without impact on reported loan stocks calculated as disposals minus acquisitions
2.1.All counterparties in the transfer
3.Loans securitised and derecognised for which the MFI acts as servicer
3.1Outstanding amounts
3.2Financial transactions excluding loan disposals and acquisitions
4.Outstanding amounts of loans serviced in a securitisation
5.Outstanding amounts of securitised loans not derecognised
5.1Total
5.1.1of which: securitised through a euro area FVC

Table 5bSecuritisations and other loan transfers: quarterly data

M	Monthly data requirements, see Table 5a.

BALANCE SHEET ITEMSA.DomesticB.Euro area other than domesticC.Rest of the worldMFIsNon-MFIsMFIsNon-MFIsGeneral government (S.13)Other resident sectorsGeneral government (S.13)Other resident sectorsTotalOther general government (S.1312+S.1313+S.1314)TotalNon-MMF investment funds (S.124)Other financial intermediaries + financial auxiliaries + captive financial institutions and money lenders (S.125+S.126+S.127)Insurance corporations (S.128)Pension funds (S.129)Non-financial corporations (S.11)Households + non-profit institutions serving households (S.14+S.15)TotalOther general government (S.1312+S.1313+S.1314)TotalNon-MMF investment funds (S.124)Other financial intermediaries + financial auxiliaries + captive financial institutions and money lenders (S.125+S.126+S.127)Insurance corporations (S.128)Pension funds (S.129)Non-financial corporations (S.11)Households + non-profit institutions serving households (S.14+S.15)Credit for consumptionLending for house purchaseOther lendingCredit for consumptionLending for house purchaseOther lendingof which:SP/Pof which:SP/P1.Net flows of loans securitised or otherwise transferred: transactions with impact on reported loan stocks calculated as disposals minus acquisitions1.1counterparty in the transfer is an FVCMMMMMMMMMMMMMMMMMLoan purposeup to 1 yearover 1 and up to 5 yearsover 5 years1.1.1of which: counterparty in the transfer is a euro area FVCMMMMMMMMMMMMMMMMMup to 1 yearover 1 and up to 5 yearsover 5 years1.2Other counterparties in the transferMMMMMMMMMMMMMMMMMLoan purpose1.2.1of which: counterparty in the transfer is a non-domestic euro area MFIMMMMMMMMMMMMMMMMMLoan purpose2.Net flows of loans securitised or otherwise transferred: transactions without impact on reported loan stocks calculated as disposals minus acquisitions2.1.All counterparties in the transferMMMMMMMMMMMMMMMMM3.Loans securitised and derecognised for which the MFI acts as servicer3.1Outstanding amountsMMMMMMMMMMMMMMMMMLoan purposeup to 1 yearover 1 and up to 5 yearsover 5 years3.2Financial transactions excluding loan disposals and acquisitionsMMMMMMMMMMMMMMMMMLoan purposeup to 1 yearover 1 and up to 5 yearsover 5 years4.Outstanding amounts of loans serviced in a securitisation4.1Loans serviced: All FVCsup to 1 yearover 1 and up to 5 yearsover 5 years4.1.1Loans serviced: of which FVCs euro area FVCsup to 1 yearover 1 and up to 5 yearsover 5 years