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(a) "funds" means financial assets and benefits of every kind, including but not limited to: -
(i) cash, cheques, claims on money, drafts, money orders and other payment instruments; (ii) deposits with financial institutions or other entities, balances on accounts, debts and debt obligations; (iii) publicly- and privately-traded securities and debt instruments, including stocks and shares, certificates representing securities, bonds, notes, warrants, debentures and derivatives contracts; (iv) interest, dividends or other income on or value accruing from or generated by assets; (v) credit, right of set-off, guarantees, performance bonds or other financial commitments; (vi) letters of credit, bills of lading, bills of sale; (vii) documents evidencing an interest in funds or financial resources;
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(b) "freezing of funds" means preventing any move, transfer, alteration, use of, access to, or dealing with funds in any way that would result in any change in their volume, amount, location, ownership, possession, character, destination or other change that would enable the funds to be used, including portfolio management; (c) "economic resources" means assets of every kind, whether tangible or intangible, movable or immovable, which are not funds but may be used to obtain funds, goods or services; (d) "freezing of economic resources" means preventing their use to obtain funds, goods or services in any way, including, but not limited to, by selling, hiring or mortgaging them; (e) "technical assistance" means any technical support related to repairs, development, manufacture, assembly, testing, maintenance, or any other technical service, and may take forms such as instruction, advice, training, the transmission of working knowledge or skills or consulting services, including verbal forms of assistance; (f) "Sanctions Committee" means the Committee of the United Nations Security Council which was established pursuant to paragraph 24 of United Nations Security Council Resolution ("UNSCR") 1970 (2011); (g) "territory of the Union" means the territories of the Member States to which the Treaty is applicable, under the conditions laid down in the Treaty, including their airspace.
Council Regulation (EU) No 204/2011 of 2 March 2011 concerning restrictive measures in view of the situation in Libya
Modified by
- Council Implementing Regulation (EU) No 233/2011of 10 March 2011implementing Article 16(2) of Regulation (EU) No 204/2011 concerning restrictive measures in view of the situation in Libya, 32011R0233, March 11, 2011
- Council Implementing Regulation (EU) No 272/2011of 21 March 2011implementing Article 16(2) of Regulation (EU) No 204/2011 concerning restrictive measures in view of the situation in Libya, 32011R0272, March 22, 2011
- Council Implementing Regulation (EU) No 288/2011of 23 March 2011implementing Article 16(1) and (2) of Regulation (EU) No 204/2011 concerning restrictive measures in view of the situation in Libya, 32011R0288, March 24, 2011
- Council Regulation (EU) No 296/2011of 25 March 2011amending Regulation (EU) No 204/2011 concerning restrictive measures in view of the situation in Libya, 32011R0296, March 26, 2011
- Council Implementing Regulation (EU) No 360/2011of 12 April 2011implementing Article 16(1) and (2) of Regulation (EU) No 204/2011 concerning restrictive measures in view of the situation in Libya, 32011R0360, April 14, 2011
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(a) to sell, supply, transfer or export, directly or indirectly, equipment which might be used for internal repression as listed in Annex I, whether or not originating in the Union, to any person, entity or body in Libya or for use in Libya; (b) to participate, knowingly and intentionally, in activities the object or effect of which is to circumvent the prohibitions referred to in point (a).
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(a) to provide, directly or indirectly, technical assistance related to the goods and technology listed in the Common Military List of the European Union OJ C 69, 18.3.2010, p. 19 . (b) to provide, directly or indirectly, technical assistance or brokering services related to equipment which might be used for internal repression as listed in Annex I, to any person, entity or body in Libya or for use in Libya; (c) to provide, directly or indirectly, financing or financial assistance related to the goods and technology listed in the Common Military List or in Annex I, including in particular grants, loans and export credit insurance, for any sale, supply, transfer or export of such items, or for any provision of related technical assistance to any person, entity or body in Libya or for use in Libya; (d) to provide, directly or indirectly, technical assistance, financing or financial assistance, brokering services or transport services related to the provision of armed mercenary personnel in Libya or for use in Libya; (e) to participate, knowingly and intentionally, in activities the object or effect of which is to circumvent the prohibitions referred to in points (a) to (d).
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(a) fly over the territory of the Union; (b) make stops in the territory of the Union for any purpose; or (c) operate any air service to or from the Union,
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(a) fly over the territory of Libya; (b) make stops in the territory of Libya for any purpose; or (c) operate any air service to or from Libya.
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(i) the sole purpose of which is humanitarian, such as delivering or facilitating the delivery of assistance, including medical supplies, food, humanitarian workers and related assistance; (ii) for evacuations from Libya; (iii) authorised by paragraph 4 or 8 of UNSCR 1973 (2011); or (iv) which are deemed by Member States, acting under the authorisation conferred in paragraph 8 of UNSCR 1973 (2011), to be necessary for the benefit of the Libyan people.
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(a) necessary to satisfy the basic needs of persons listed in Annex II or III, and their dependent family members, including payments for foodstuffs, rent or mortgage, medicines and medical treatment, taxes, insurance premiums, and public utility charges; (b) intended exclusively for the payment of reasonable professional fees or the reimbursement of incurred expenses associated with the provision of legal services; (c) intended exclusively for the payment of fees or service charges for routine holding or maintenance of frozen funds or economic resources;
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(a) where the authorisation concerns a person, entity or body listed in Annex II, the Sanctions Committee has been notified of that determination by the Member State concerned and the determination has been approved by that Committee; and (b) where the authorisation concerns a person, entity or body listed in Annex III, the competent authority has notified the grounds on which it considers that a specific authorisation should be granted to the other competent authorities of the Member States and to the Commission at least two weeks before the authorisation.
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(a) the funds or economic resources in question are the subject of a judicial, administrative or arbitral lien established prior to the date on which the person, entity or body referred to in Article 5 was included in Annex II or III, or of a judicial, administrative or arbitral judgment rendered prior to that date; (b) the funds or economic resources in question will be used exclusively to satisfy claims secured by such a lien or recognised as valid in such a judgment, within the limits set by applicable laws and regulations governing the rights of persons having such claims; (c) the lien or judgment is not for the benefit of a person, entity or body listed in Annex II or III; (d) recognising the lien or judgment is not contrary to public policy in the Member State concerned; (e) where the authorisation concerns a person, entity or body listed in Annex II, the Sanctions Committee has been notified by the Member State of the lien or judgment, and (f) where the authorisation concerns a person, entity or body listed in Annex III, the relevant Member State has informed the other Member States and the Commission of any authorisation granted.
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(a) interest or other earnings on those accounts; or (b) payments due under contracts, agreements or obligations that were concluded or arose before the date on which the natural or legal person, entity or body referred to in Article 5 has been designated by the Sanctions Committee, the Security Council or by the Council,
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(a) the competent authority concerned has determined that: -
(i) the funds or economic resources shall be used for a payment by a person, entity or body listed in Annex II or III; (ii) the payment is not in breach of Article 5(2);
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(b) where the authorisation concerns a person, entity or body listed in Annex II, the Sanctions Committee has been notified by the relevant Member State of the intention to grant an authorisation ten working days in advance; (c) where the authorisation concerns a person, entity or body listed in Annex III, the Member State concerned has, at least two weeks prior to the grant of the authorisation, notified the other Member States and the Commission of that determination and its intention to grant an authorisation.
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(a) supply immediately any information which would facilitate compliance with this Regulation, such as accounts and amounts frozen in accordance with Article 5, to the competent authority in the Member State where they are resident or located, as indicated on the websites listed in Annex IV, and shall transmit such information, either directly or through the Member States, to the Commission; and (b) cooperate with that competent authority in any verification of this information.
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(a) within the territory of the Union, including its airspace; (b) on board any aircraft or any vessel under the jurisdiction of a Member State; (c) to any person inside or outside the territory of the Union who is a national of a Member State; (d) to any legal person, entity or body which is incorporated or constituted under the law of a Member State; (e) to any legal person, entity or body in respect of any business done in whole or in part within the Union.
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1. Firearms, ammunition and related accessories therefor, as follows: -
1.1 Firearms not controlled by ML 1 and ML 2 of the Common Military List of the European Union OJ C 69, 18.3.2010, p. 19 . 1.2 Ammunition specially designed for the firearms listed in item 1.1 and specially designed components therefor; 1.3 Weapon-sights not controlled by the Common Military List.
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2. Bombs and grenades not controlled by the Common Military List. 3. Vehicles as follows: -
3.1 Vehicles equipped with a water cannon, specially designed or modified for the purpose of riot control; 3.2 Vehicles specially designed or modified to be electrified to repel borders; 3.3 Vehicles specially designed or modified to remove barricades, including construction equipment with ballistic protection; 3.4 Vehicles specially designed for the transport or transfer of prisoners and/or detainees; 3.5 Vehicles specially designed to deploy mobile barriers; 3.6 Components for the vehicles specified in items 3.1 to 3.5 specially designed for the purposes of riot control. Note 1: This item does not control vehicles specially designed for the purposes of fire-fighting. Note 2: For the purposes of item 3.5 the term "vehicles" includes trailers.
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4. Explosive substances and related equipment as follows: -
4.1 Equipment and devices specially designed to initiate explosions by electrical or non-electrical means, including firing sets, detonators, igniters, boosters and detonating cord, and specially designed components therefor; except those specially designed for a specific commercial use consisting of the actuation or operation by explosive means of other equipment or devices the function of which is not the creation of explosions (e.g., car air-bag inflaters, electric-surge arresters of fire sprinkler actuators); 4.2 Linear cutting explosive charges not controlled by the Common Military List; 4.3 Other explosives not controlled by the Common Military List and related substances as follows: -
(a) amatol; (b) nitrocellulose (containing more than 12,5 % nitrogen); (c) nitroglycol; (d) pentaerythritol tetranitrate (PETN); (e) picryl chloride; (f) 2,4,6-trinitrotoluene (TNT).
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5. Protective equipment not controlled by ML 13 of the Common Military List as follows: -
5.1 Body armour providing ballistic and/or stabbing protection; 5.2 Helmets providing ballistic and/or fragmentation protection, anti-riot helmets, antiriot shields and ballistic shields. Note: This item does not control: -
equipment specially designed for sports activities; equipment specially designed for safety of work requirements.
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6. Simulators, other than those controlled by ML 14 of the Common Military List, for training in the use of firearms, and specially designed software therefor. 7. Night vision, thermal imaging equipment and image intensifier tubes, other than those controlled by the Common Military List. 8. Razor barbed wire. 9. Military knives, combat knives and bayonets with blade lengths in excess of 10 cm. 10. Production equipment specially designed for the items specified in this list. 11. Specific technology for the development, production or use of the items specified in this list.
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1. QADHAFI, Aisha Muammar Date of birth: 1978. Place of birth: Tripoli, Libya. Daughter of Muammar QADHAFI. Closeness of association with regime. Date of UN designation: 26.2.2011 . 2. QADHAFI, Hannibal Muammar Passport number: B/002210. Date of birth: 20.9.1975 . Place of birth: Tripoli, Libya.Son of Muammar QADHAFI. Closeness of association with regime. Date of UN designation: 26.2.2011 .3. QADHAFI, Khamis Muammar Date of birth: 1978. Place of birth: Tripoli, Libya. Son of Muammar QADHAFI. Closeness of association with regime. Command of military units involved in repression of demonstrations. Date of UN designation: 26.2.2011 .4. QADHAFI, Muammar Mohammed Abu Minyar Date of birth: 1942. Place of birth: Sirte, Libya. Leader of the Revolution, Supreme Commander of Armed Forces. Responsibility for ordering repression of demonstrations, human rights abuses. Date of UN designation: 26.2.2011 .5. QADHAFI, Mutassim Date of birth: 1976. Place of birth: Tripoli, Libya. National Security Adviser. Son of Muammar QADHAFI. Closeness of association with regime. Date of UN designation: 26.2.2011 .6. QADHAFI, Saif al-Islam Passport number: B014995. Date of birth: 25.6.1972 . Place of birth: Tripoli, Libya.Director, Qadhafi Foundation. Son of Muammar QADHAFI. Closeness of association with regime. Inflammatory public statements encouraging violence against demonstrators. Date of UN designation: 26.2.2011 .7. DORDA, Abu Zayd Umar Position: Director, External Security Organisation Date of UN designation: 17.3.2011 (EU designation:28.2.2011 )8. JABIR, Major General Abu Bakr Yunis Date of birth: 1952. Place of birth: Jalo, Libya. Position: Defence Minister. Title: Major General. Date of UN designation: 17.3.2011 (EU designation:28.2.2011 )9. MATUQ, Matuq Mohammed Date of birth: 1956. Place of birth: Khoms, Libya. Position: Secretary for Utilities. Date of UN designation: 17.3.2011 (EU designation:28.2.2011 )10. QADHAFI, Mohammed Muammar Date of birth: 1970. Place of birth: Tripoli, Libya. Son of Muammar QADHAFI. Closeness of association with regime. Date of UN designation: 17.3.2011 (EU designation:28.2.2011 )11. QADHAFI, Saadi Date of birth: 27.5.1973 . Place of birth: Tripoli, Libya.Position: Commander Special Forces. Son of Muammar QADHAFI. Closeness of association with regime. Command of military units involved in repression of demonstrations. Date of UN designation: 17.3.2011 (EU designation:28.2.2011 )12. QADHAFI, Saif al-Arab Date of birth: 1982. Place of birth: Tripoli, Libya. Son of Muammar QADHAFI. Closeness of association with regime. Date of UN designation: 17.3.2011 (EU designation:28.2.2011 )13. AL-SENUSSI, Colonel Abdullah Date of birth: 1949. Place of birth: Sudan. Position: Director Military Intelligence Date of UN designation: 17.3.2011 (EU designation:28.2.2011 )
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1. Central Bank of Libya (CBL) Under control of Muammar Qadhafi and his family, and potential source of funding for his regime. Date of UN designation: 17.3.2011 (EU designation:10.3.2011 ) 2. Libyan Investment Authority Under control of Muammar Qadhafi and his family, and potential source of funding for his regime. a.k.a.: Libyan Arab Foreign Investment Company (LAFICO) 1 Fateh Tower Office No 99 22nd Floor, Borgaida Street, Tripoli, 1103 Libya Date of UN designation: 17.3.2011 (EU designation:10.3.2011 )3. Libyan Foreign Bank Under control of Muammar Qadhafi and his family and a potential source of funding for his regime. Date of UN designation: 17.3.2011 (EU designation:10.3.2011 )4. Libyan Africa Investment Portfolio Under control of Muammar Qadhafi and his family, and potential source of funding for his regime. Jamahiriya Street, LAP Building, PO Box 91330, Tripoli, Libya Date of UN designation: 17.3.2011 (EU designation:10.3.2011 )5. Libyan National Oil Corporation Under control of Muammar Qadhafi and his family, and potential source of funding for his regime. Bashir Saadwi Street, Tripoli, Tarabulus, Libya Date of UN designation: 17.3.2011
| Name | Identifying information | Reasons | Date of listing | |
|---|---|---|---|---|
| 1. | ABDULHAFIZ, Colonel Mas'ud | Position: Armed Forces Commander | 3rd in command of Armed Forces. Significant role in Military Intelligence. | |
| 2. | ABDUSSALAM, Abdussalam Mohammed | |||
| 3. | ABU SHAARIYA | Position: Deputy Head, External Security Organisation | ||
| 4. | ASHKAL, Al-Barrani | Position: Deputy Director, Military Intelligence | Senior member of regime. | |
| 5. | ASHKAL, Omar | Revolutionary Committees involved in violence against demonstrators. | ||
| 6. | AL-BAGHDADI, Dr Abdulqader Mohammed | Revolutionary Committees involved in violence against demonstrators. | ||
| 7. | DIBRI, Abdulqader Yusef | Responsibility for regime security. History of directing violence against dissidents. | ||
| 8. | QADHAF AL-DAM, Ahmed Mohammed | Cousin of Muammar QADHAFI. Since 1995, he is believed to have had command of an elite army battalion in charge of Qadhafi's personal security and to have a key role in External Security Organisation. He has been involved in planning operations against Libyan dissidents abroad and was directly involved in terrorist activity. | ||
| 9. | QADHAF AL-DAM, Sayyid Mohammed | Cousin of Muammar QADHAFI. In the 1980s, Sayyid was involved in the dissident assassination campaign and allegedly responsible for several deaths in Europe. He is also thought to have been involved in arms procurement. | ||
| 10. | AL-BARASSI, Safia Farkash | |||
| 11. | SALEH, Bachir | |||
| 12. | TOHAMI, General Khaled | |||
| 13. | FARKASH, Mohammed Boucharaya | |||
| 14. | ZARTI, Mustafa | born on |
Closeness of association with regime and vice chief executive of "Libyan Investment Authority", board member of the National Oil Corporation and vice chairman of First Energy Bank in Bahrain. | |
| 15. | EL-KASSIM ZOUAI, Mohamed Abou | Secretary General of the General People's Congress; involved in violence against demonstrators. | ||
| 16. | AL-MAHMOUDI, Baghdadi | Prime Minister of Colonel Qadhafi's Government; involved in violence against demonstrators. | ||
| 17. | HIJAZI, Mohamad Mahmoud | Minister for Health and Environment in Colonel Qadhafi's Government; involved in violence against demonstrators. | ||
| 18. | ZLITNI, Abdelhaziz | Date of birth: 1935 | Minister for Planning and Finance in Colonel Qadhafi's Government; involved in violence against demonstrators. | |
| 19. | HOUEJ, Mohamad Ali | Minister for Industry, Economy and Trade in Colonel Qadhafi's Government; involved in violence against demonstrators. | ||
| 20. | AL-GAOUD, Abdelmajid | Date of birth: 1943 | Minister for Agriculture, Animal and Maritime Resources in Colonel Qadhafi's Government. | |
| 21. | AL-CHARIF, Ibrahim Zarroug | Minister for Social Affairs in Colonel Qadhafi's Government; involved in violence against demonstrators. | ||
| 22. | FAKHIRI, Abdelkebir Mohamad | Minister for Education, Higher Education and Research in Colonel Qadhafi's Government; involved in violence against demonstrators. | ||
| 23. | ZIDANE, Mohamad Ali | Minister for Transport in Colonel Qadhafi's Government; involved in violence against demonstrators. | ||
| 24. | MANSOUR, Abdallah | Close collaborator of Colonel Qadhafi, senior role in security services and former director of radio and television; involved in violence against demonstrators. | ||
| 25. | AL QADHAFI, Quren Salih Quren | Libyan Ambassador to Chad. Has left Chad for Sabha. Involved directly in recruiting and coordinating mercenaries for the regime. | ||
| 26. | AL KUNI, Colonel Amid Husain | Governor of Ghat (South Libya). Directly involved in recruiting mercenaries. |
| Name | Identifying information | Reasons | Date of listing | |
|---|---|---|---|---|
| 1. | Libyan Housing and Infrastructure Board (HIB) | Under control of Muammar Qadhafi and his family, and potential source of funding for his regime. | ||
| 2. | Economic and Social Development Fund (ESDF) | Controlled by Muammar Qadhafi's regime and potential source of funding for it | ||
| 3. | Libyan Arab African Investment Company - LAAICO | Controlled by Muammar Qadhafi's regime and potential source of funding for it | ||
| 4. | Gaddafi International Charity and Development Foundation | Contact details of administration: |
Controlled by Muammar Qadhafi's regime and potential source of funding for it. | |
| 5. | Waatassimou Foundation | Based in Tripoli. | Controlled by Muammar Qadhafi's regime and potential source of funding for it | |
| 6. | Libyan Jamahirya Broadcasting Corporation | Public incitement to hatred and violence through participation in disinformation campaigns concerning violence against demonstrators. | ||
| 7. | Revolutionary Guard Corps | Involved in violence against demonstrators. | ||
| 8. | National Commercial Bank | National Commercial Bank is a commercial bank in Libya. The bank was founded in 1970 and is based in AlBayda, Libya. It has locations in Tripoli and AlBayda, as well as operates branches in Libya. It is 100 % government-owned and a potential source of funding for the regime. | ||
| 9. | Gumhouria Bank | Gumhouria Bank is a commercial bank in Libya. The bank was created in 2008 through the merger of Al Ummah and Gumhouria banks. It is 100 % government-owned and a potential source of funding for the regime. | ||
| 10. | Sahara Bank | Sahara Bank is a commercial bank in Libya. It is 81 % government-owned and a potential source of funding for the regime. | ||
| 11. | Azzawia (Azawiya) Refining | Under control of Muammar Qadhafi and potential source of funding for his regime. | ||
| 12. | Ras Lanuf Oil and Gas Processing Company (RASCO) | Under control of Muammar Qadhafi and potential source of funding for his regime. | ||
| 13. | Brega | Under control of Muammar Qadhafi and potential source of funding for his regime. | ||
| 14. | Sirte Oil Company | Under control of Muammar Qadhafi and potential source of funding for his regime. | ||
| 15. | Waha Oil Company | Under control of Muammar Qadhafi and potential source of funding for his regime. | ||
| 16. | Libyan Agricultural Bank (a.k.a. Agricultural Bank; a.k.a. Al Masraf Al Zirae Agricultural Bank; a.k.a. Al Masraf Al Zirae; a.k.a. Libyan Agricultural Bank) | Libyan subsidiary of the Central Bank of Libya | ||
| 17. | Tamoil Africa Holdings Limited (a.k.a. Oil Libya Holding Company) | Libyan subsidiary of the Libyan Africa Investment Portfolio | ||
| 18. | Al-Inma Holding Co. for Services Investments | Libyan subsidiary of the Economic & Social Development Fund | ||
| 19. | Al-Inma Holding Co. For Industrial Investments | Libyan subsidiary of the Economic & Social Development Fund | ||
| 20. | Al-Inma Holding Company for Tourism Investment | Libyan subsidiary of the Economic & Social Development Fund | ||
| 21. | Libyan Holding Company for Development and Investment | Libyan subsidiary of the Economic & Social Development Fund | ||
| 22. | Al-Inma Holding Co. for Construction and Real Estate Developments | Libyan subsidiary of the Economic & Social Development Fund | ||
| 23. | First Gulf Libyan Bank | Libyan subsidiary of the Economic & Social Development Fund | ||
| 24. | LAP Green Networks (a.k.a. LAP Green Holding Company) | Libyan subsidiary of the Libyan Africa Investment Portfolio | ||
| 25. | National Oil Wells and Drilling and Workover Company (a.k.a. National Oil Wells Chemical and Drilling and Workover Equipment Co.; a.k.a. National Oil Wells Drilling And Workover Equipment Co.) | |||
| 26. | North African Geophysical Exploration Company (a.k.a. NAGECO; a.k.a. North African Geophysical Exploration) | |||
| 27. | National Oil Fields and Terminals Catering Company | Libyan subsidiary of the National Oil Corporation | ||
| 28. | Mabruk Oil Operations | Joint Venture between Total and the National Oil Corporation | ||
| 29. | Zuietina Oil Company (a.k.a. ZOC; a.k.a. Zueitina) | Joint Venture between Occidental and the National Oil Corporation | ||
| 30. | Harouge Oil Operations (a.k.a. Harouge; a.k.a. Veba Oil Libya GMBH) | Joint Venture between Petro Canada and the National Oil Corporation | ||
| 31. | Jawaby Property Investment Limited | UK-incorporated subsidiary of the National Oil Corporation | ||
| 32. | Tekxel Limited | UK-incorporated subsidiary of the National Oil Corporation | ||
| 33. | Sabtina Ltd | UK-incorporated subsidiary of the Libyan Investment Authority. | ||
| 34. | Dalia Advisory Limited (LIA sub) | UK-incorporated subsidiary of the Libyan Investment Authority. | ||
| 35. | Ashton Global Investments Limited | BVI-incorporated subsidiary of the Libyan Investment Authority. | ||
| 36. | Capitana Seas Limited | BVI -incorporated entity owned by Saadi Qadhafi | ||
| 37. | Kinloss Property Limited | BVI -incorporated subsidiary of the Libyan Investment Authority. | ||
| 38. | Baroque Investments Limited | IOM-incorporated subsidiary of the Libyan Investment Authority. | ||
| 39. | Mediterranean Oil Services Company (a.k.a. Mediterranean Sea Oil Services Company) | Owned or controlled by NOC. | ||
| 40. | Mediterranean Oil Services GMBH (a.k.a. MED OIL OFFICE DUESSELDORF, a.k.a. MEDOIL) | Owned or controlled by National Oil Company | ||
| 41. | Libyan Arab Airlines | 100 % owned by the Government of Libya |