Directive 97/9/EC of the European Parliament and of the Council of 3 March 1997 on investor-compensation schemes
- In force
- CELEX number: 31997L0009
- Official Journal: JOL_1997_084_R_0022_009
- Form: Directive
- Procedure number: 1993/0471(COD), 1993/0471/COD
- Languages:
- bg
- cs
- da
- de
- el
- en
- et
- fi
- fr
- hr
- hu
- it
- lv
- lt
- mt
- nl
- pl
- pt
- ro
- sk
- sl
- es
- sv
Dates
Date of document: - March 3, 1997
- March 26, 1997
- March 26, 1997
- Entry into force - Date pub. See Art 17
- September 26, 1998
- At the latest See Art 15
- December 31, 1999
- See Art 14
Modified by
Derogated in:
- undefined
- undefined
- undefined
- undefined
- undefined
- undefined
- undefined
- undefined
- undefined
- undefined
Modifies
Affected by case
- Judgment of the Court (Fifth Chamber) of 22 March 2018. Agnieška Anisimovienė and Others v bankas „Snoras“ AB, in liquidation and Others. Requests for a preliminary ruling from the Lietuvos Aukščiausiasis Teismas. References for a preliminary ruling — Deposit-guarantee and investor-compensation schemes — Directive 94/19/EC — Article 1(1) — Deposits — Temporary situations deriving from normal banking transactions — Directive 97/9/EC — Second subparagraph of Article 2(2) — Money owed to or belonging to an investor and held on his behalf by an investment firm in connection with investment business — Credit institution which issues transferable securities — Funds transferred by individuals to that institution in respect of subscription to future transferable securities — Application of Directive 2004/39/EC — Insolvency of that institution before the transferable securities in question are issued — Public undertaking entrusted with the deposit-guarantee and investor-compensation schemes — Ability to rely on Directives 94/19/EC and 97/9/EC against that undertaking. Joined Cases C-688/15 and C-109/16.
- A02P3
- A02P2L2
- A01PT4
- Judgment of the Court (Second Chamber) of 25 June 2015. Proceedings brought by VĮ „Indėlių ir investicijų draudimas“ and Virgilijus Vidutis Nemaniūnas. Requesst for a preliminary ruling from the Lietuvos Aukščiausiasis Teismas. Reference for a preliminary ruling — Directives 94/19/EC and 97/9/EC — Deposit-guarantee schemes and investor-compensation schemes — Savings and investment instruments — Financial instrument within the meaning of Directive 2004/39/EC — Exclusion of the guarantee — Direct effect — Conditions to be met in order to benefit from Directive 97/9/EC. Case C-671/13.
- A04P2
- A02P2
- Case C-109/16: Request for a preliminary ruling from the Lietuvos Aukščiausiasis Teismas (Lithuania) lodged on 25 February 2016 — Indėlių ir investicijų draudimas
- article 1 paragraph 4
- article 2 paragraph 2
Legal basis
- TREATY ESTABLISHING THE EUROPEAN COMMUNITY PART THREE: COMMUNITY POLICIES TITLE III: FREE MOVEMENT OF PERSONS, SERVICES AND CAPITAL CHAPTER 2: RIGHT OF ESTABLISHMENT ARTICLE 57
- TREATY ESTABLISHING THE EUROPEAN COMMUNITY PART FIVE: INSTITUTIONS OF THE COMMUNITY TITLE I: PROVISIONS GOVERNING THE INSTITUTIONS CHAPTER 2: PROVISIONS COMMON TO SEVERAL INSTITUTIONS ARTICLE 189B
EuroVoc Vocabulary
- Investment protection
- Banking
- Free movement of capital
- Internal market - Principles
- Investment loan
- Investment aid
- Free movement of capital
- Approximation of laws
- Principles and conditions
- Branch
- Freedom of establishment
- Credit guarantee